This half-day session is designed for those bankers who are new to the world of banking compliance – which can be overwhelming and in a constant state of change. Topics to be covered include: • Who are the regulators – which state and federal agencies impact banking? • State Issues – laws and regulations • Federal Issues – laws and regulations • Banking Compliance Terminology • Resources – where to find all this stuff! • Compliance vs. Legal vs. Bank Policies/ Procedures/Systems • Common Violations • Priorities • What I wish I’d known when I was a new compliance officer!
Bankers from Compliance Force subscriber banks attend at no charge and do not need to register.