About the School
To meet the ongoing regulatory requirements, Missouri Bankers Association is pleased to offer the Advanced BSA/AML/CFT Compliance Program. This two-day program focuses on the latest changing BSA/AML/CFT compliance arena and offers tips and tools to develop and manage an “adequate” and “an effective and reasonably designed” BSA program. This program also assists financial institutions in meeting the annual training requirements by the BSA regulations.
Takeaways
Attendees will receive a training program manual; a resource manual packed with examples, forms, templates and handouts; and opportunities to network with peers on current challenges and trends.
Agenda
- Major AML/BSA Priorities for 2025
- Federal Agencies' BSA AML/CFT Priorities
- Change Management for the AML Act
- Update of Corporate Transparency Act
- Anticipated Rulemaking Update
- Key FinCEN Communications – Advisories, Alerts, Notices, Bulletins
- Lessons Learned from Recent Enforcement Actions and BSA/AML Audit Findings
- Reviving Your BSA/AML Compliance Program
- Board Governance – The Culture of Compliance
- How “Complete” is Your BSA/AML Compliance Policy
- Integration of the National Priorities
- Today’s “Risk-Focused” Dynamic Risk Assessment
- Model Risk Management/Validations
- Financial Crimes – Updates and Case Studies
- BSA and Fraud Coming Together
- Elder Financial Exploitation Deep Dive
- Emerging Scams
- Uses and Risks of AI in BSA/AML Compliance
- Higher-Risk Products and Services
- Cannabis Revisited – from CBD to Marijuana
- Faster Payments
- Digital Assets – from Bitcoin to Virtual Currency
- Partnering with Third-Party Providers
- OFAC Sanctions and AML/Countering Financial Terrorism Priorities
- Five Elements of a Sanctions Program
- Enforcement Actions
Instructors
Dianne Barton is the founder and president of Performance Solutions Inc., a bank training and consulting company that has been a part of the banking community for more than 40 years. PSI specializes in providing “real-world” solutions in meeting the ever-changing banking and regulatory environment. The company’s training and consulting focuses on understanding the “why” beyond the regs. Before starting PSI, Dianne held senior positions with Bank South Corporation, the Internal Revenue Service and the John H. Harland Company. Dianne is on the faculty of numerous state banking associations and is a frequently requested speaker.
Kristin Harville is an experienced and knowledgeable compliance professional. With her extensive background as a banker, an examiner and a consultant, she brings a wealth of “real-world” knowledge and “how-tos” to the PSI compliance deliverables. Her most recent experience included leading a $2.7 billion banking compliance team focused on BSA, compliance management system, internal audit, technology implementation and enterprise risk management. Her certifications include a juris master’s degree in law (major in financial regulation), certified regulatory vendor program manager, certified AML and fraud professional (CAFP), certified regulatory compliance manager (CRCM), certified Bank Secrecy Act professional and banking certificate from the Barret School of Banking.
Continuing Education
This program has been submitted for approval for CAFP, CERP, CRCM credits.
For More Information
Contact the MBA Education Department at 573-636-8151 or email.