This half-day session is designed for those bankers who are new to the world of banking compliance – which can be overwhelming and in a constant state of change. Topics to be covered include:
• Who are the regulators – which state and federal agencies impact banking?
• State Issues – laws and regulations
• Federal Issues – laws and regulations
• Banking Compliance Terminology
• Resources – where to find all this stuff!
• Compliance vs. Legal vs. Bank Policies/ Procedures/Systems
• Common Violations
• Priorities
• What I wish I’d known when I was a new compliance officer!

Bankers from Compliance Force subscriber banks attend at no charge and do not need to register.